Do you want to review your risk management framework? governance? board effectiveness?compliance or other function?  culture? 

Are you treating customers fairly? 

Are you looking to implement new regulations or assure yourselves that you have implemented regulations appropriately?

We can provide an independent view, based on our knowledge of the market and regulatory expectations, and help you embed any change necessary. 

Do you need to build a regulatory engagement strategy or educate your board about regulatory matters?

Are you expecting a regulatory visit or are you meeting the regulator?

Does your firm have personnel involved in SIF interviews?

We can help you build a regulatory engagement strategy, ensure you provide appropriate information for a regulatory visit and your personnel knows what to expect in a regulatory interview. 

Are you faced with enforcement action or a s166 report? 

Have the regulators asked you to implement a remedial action plan? 

We can support you in devising your regulatory strategy and communications. 

Are you a firm, trade association or consumer group looking to respond to regulatory initiatives?

We can help shape your response. 

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Are you a public body looking for additional support or advice from an experienced regulator? 

We can build on many years' experience in the UK financial services regulator to help shape your approach to regulation. 

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